Unclaimed Profile

Daniel George Lempe

PRESIDENTIAL BROKERAGE, INC.·GREENWOOD VILLAGE, Colorado

SIE, Series 7, Series 24, Series 27, Series 53, Series 63, Series 6527 years registeredPRESIDENTIAL BROKERAGE, INC.

5445 DTC PKWY, GREENWOOD VILLAGE, CO 80111CRD# 1265798Firm CRD# 28784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel George Lempe · GREENWOOD VILLAGE, CO

Registration

CRD #1265798 · PRESIDENTIAL BROKERAGE, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRESIDENTIAL BROKERAGE, INC.

FORTA FINANCIAL GROUP, INC.

Jan 1999 – Dec 2020

New Smyrna Beach, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2019Customer Dispute·Pending

1996Customer Dispute·Settled

1995Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORTA FINANCIAL GROUP, INC.

CRD 28784 · SEC 801-113100

AUM

$172M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by FORTA FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FORTA FINANCIAL GROUP, INC. →

Introduction

Speak with Daniel George

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel George is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENWOOD VILLAGE?

Browse all registered financial advisors in GREENWOOD VILLAGE, Colorado or claim this profile if it's yours.

Browse GREENWOOD VILLAGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel George Lempe offer?

Daniel George Lempe specializes in Financial Planning, Investment Management.

What are Daniel George Lempe's credentials?

Daniel George Lempe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel George Lempe located?

Daniel George Lempe is based in GREENWOOD VILLAGE, Colorado, last registered with PRESIDENTIAL BROKERAGE, INC..

How does Daniel George Lempe charge for services?

Daniel George Lempe's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRESIDENTIAL BROKERAGE, INC.?

PRESIDENTIAL BROKERAGE, INC. has approximately 25 employees and manages $172M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →