Unclaimed Profile

Michael Kevin Franklin

TANDEM FINANCIAL, LLC·GREENWOOD VILLAGE, Colorado

SIE, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredTANDEM FINANCIAL, LLC

8400 E. PRENTICE AVE., GREENWOOD VILLAGE, CO 80111CRD# 4038515Firm CRD# 292565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Kevin Franklin · GREENWOOD VILLAGE, CO

Registration

CRD #4038515 · TANDEM FINANCIAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

TANDEM FINANCIAL, LLC

Mar 2018 – present

DODDS WEALTH MANAGEMENT GROUP

Apr 2011 – Mar 2018

ENGLEWOOD, CO

LPL FINANCIAL LLC

Feb 2003 – Mar 2018

ENGLEWOOD, CO

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Feb 2000 – Feb 2003

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 11, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TANDEM FINANCIAL, LLC

CRD 292565 · SEC 801-122130

AUM

$255M

Regulatory assets under management

Employees

925 client accounts

Services offered by TANDEM FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TANDEM FINANCIAL, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENWOOD VILLAGE?

Browse all registered financial advisors in GREENWOOD VILLAGE, Colorado or claim this profile if it's yours.

Browse GREENWOOD VILLAGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Kevin Franklin offer?

Michael Kevin Franklin specializes in Financial Planning, Investment Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Michael Kevin Franklin's credentials?

Michael Kevin Franklin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Kevin Franklin located?

Michael Kevin Franklin is based in GREENWOOD VILLAGE, Colorado, working with TANDEM FINANCIAL, LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Michael Kevin Franklin charge for services?

Michael Kevin Franklin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TANDEM FINANCIAL, LLC?

TANDEM FINANCIAL, LLC has approximately 6 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →