Unclaimed Profile

Lisa Marie Esslinger

WESTERN WEALTH MANAGEMENT LLC·GOLDEN, Colorado

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 65, Series 66Clean record14 years registeredWESTERN WEALTH MANAGEMENT LLC

14143 DENVER PKWY.,, GOLDEN, CO 80401CRD# 3248989Firm CRD# 283545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Marie Esslinger · GOLDEN, CO

Registration

CRD #3248989 · WESTERN WEALTH MANAGEMENT LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTERN WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

Sep 2011 – Oct 2012

GOLDEN, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Series 66

Registration record

First registered · September 6, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTERN WEALTH MANAGEMENT LLC

CRD 283545 · SEC 801-107762

AUM

$3.3B

Regulatory assets under management

Employees

112

13,833 client accounts

Services offered by WESTERN WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WESTERN WEALTH MANAGEMENT LLC →

Introduction

Speak with Lisa

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lisa is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GOLDEN?

Browse all registered financial advisors in GOLDEN, Colorado or claim this profile if it's yours.

Browse GOLDEN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lisa Marie Esslinger offer?

Lisa Marie Esslinger specializes in Financial Planning, Investment Management, Wealth Management.

What are Lisa Marie Esslinger's credentials?

Lisa Marie Esslinger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Marie Esslinger located?

Lisa Marie Esslinger is based in GOLDEN, Colorado, last registered with WESTERN WEALTH MANAGEMENT LLC.

How does Lisa Marie Esslinger charge for services?

Lisa Marie Esslinger's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN WEALTH MANAGEMENT LLC?

WESTERN WEALTH MANAGEMENT LLC has approximately 112 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →