Unclaimed Profile

Patrick Francis Hart

WAKEFIELD ADVISORS, LLC·GOLDEN, Colorado

SIE, Series 7, Series 39, Series 63Clean record27 years registeredWAKEFIELD ADVISORS, LLC

25568 GENESEE TRAIL ROAD, GOLDEN, CO 80401CRD# 1749863Firm CRD# 163814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Francis Hart · GOLDEN, CO

Registration

CRD #1749863 · WAKEFIELD ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WAKEFIELD ADVISORS, LLC

VERDEAM, LLC

Oct 2003 – Feb 2012

DENVER, CO

HART ASSET MANAGEMENT GROUP, INC.

Jan 1999 – Oct 2008

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 39

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAKEFIELD ADVISORS, LLC

CRD 163814 · SEC 802-116963

AUM

$66M

Regulatory assets under management

Services offered by WAKEFIELD ADVISORS, LLC

Per Form ADV

Other

View all advisors at WAKEFIELD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Francis Hart offer?

Patrick Francis Hart is a registered financial advisor in GOLDEN, Colorado.

What are Patrick Francis Hart's credentials?

Patrick Francis Hart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Francis Hart located?

Patrick Francis Hart is based in GOLDEN, Colorado, last registered with WAKEFIELD ADVISORS, LLC.

How does Patrick Francis Hart charge for services?

Patrick Francis Hart's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAKEFIELD ADVISORS, LLC?

WAKEFIELD ADVISORS, LLC is a registered investment adviser with the SEC, managing $66M in regulatory assets under management. See their Form ADV for full details.

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