Unclaimed Profile

David A Shields

WEALTH WATCH ADVISORS, INC·ENGLEWOOD, Colorado

Series 65Clean record8 years registeredWEALTH WATCH ADVISORS, INC

S VALLEY HWY, ENGLEWOOD, CO 80112CRD# 6479001Firm CRD# 172002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David A Shields · ENGLEWOOD, CO

Registration

CRD #6479001 · WEALTH WATCH ADVISORS, INC · 8 years registered

Brand Profile

Not yet started

Career History

WEALTH WATCH ADVISORS, INC

Sep 2017 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 19, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH WATCH ADVISORS, INC

CRD 172002 · SEC 801-96180

AUM

$415M

Regulatory assets under management

Employees

3,350 client accounts

Services offered by WEALTH WATCH ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH WATCH ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does David A Shields offer?

David A Shields specializes in Financial Planning, Investment Management. Contact their office in ENGLEWOOD, Colorado for a consultation.

What are David A Shields's credentials?

David A Shields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David A Shields located?

David A Shields is based in ENGLEWOOD, Colorado, working with WEALTH WATCH ADVISORS, INC. Their office serves clients in the ENGLEWOOD metropolitan area and surrounding communities.

How does David A Shields charge for services?

David A Shields's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH WATCH ADVISORS, INC?

WEALTH WATCH ADVISORS, INC has approximately 52 employees and manages $415M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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