Unclaimed Profile

Paul Duane Hummel

ICA GROUP WEALTH MANAGEMENT, LLC·DENVER, Colorado

SIE, Series 7, Series 6327 years registeredICA GROUP WEALTH MANAGEMENT, LLC

2000 S. COLORADO BLVD,, DENVER, CO 80222CRD# 1774469Firm CRD# 311419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Duane Hummel · DENVER, CO

Registration

CRD #1774469 · ICA GROUP WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Nov 2017 – present

INVESTMENT CENTERS OF AMERICA, INC.

May 2006 – Nov 2017

LOVELAND, CO

INVESTMENT CENTERS OF AMERICA, INC.

Sep 2005 – Jan 2006

LOVELAND, CO

INVESTMENT CENTERS OF AMERICA, INC.

Aug 1999 – Nov 2004

LOVELAND, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · August 9, 1999

Years registered · 27

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ICA GROUP WEALTH MANAGEMENT, LLC

CRD 311419 · SEC 801-120855

AUM

$1.2B

Regulatory assets under management

Employees

6,308 client accounts

Services offered by ICA GROUP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ICA GROUP WEALTH MANAGEMENT, LLC →

Introduction

Speak with Paul

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Paul is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DENVER?

Browse all registered financial advisors in DENVER, Colorado or claim this profile if it's yours.

Browse DENVER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Paul Duane Hummel offer?

Paul Duane Hummel specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Paul Duane Hummel's credentials?

Paul Duane Hummel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Duane Hummel located?

Paul Duane Hummel is based in DENVER, Colorado, working with ICA GROUP WEALTH MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Paul Duane Hummel charge for services?

Paul Duane Hummel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICA GROUP WEALTH MANAGEMENT, LLC?

ICA GROUP WEALTH MANAGEMENT, LLC has approximately 45 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →