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Laton Andrew Spahr

ALPS ADVISORS, INC.·DENVER, Colorado
SIE, Series 7, Series 7TO, Series 63CFAClean record17 years registeredALPS ADVISORS, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203CRD# 4431417Firm CRD# 134340

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laton Andrew Spahr · DENVER, CO
Registration
CRD #4431417 · ALPS ADVISORS, INC. · 17 years registered
Brand Profile
Not yet started
01

Career History

Dec 2022present
Apr 2009Aug 2011
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 63
Registration record
First registered · April 30, 2009
Years registered · 17
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPS ADVISORS, INC.
CRD 134340 · SEC 801-67135
AUM
$24.0B
Regulatory assets under management
Employees
64
7 client accounts
Services offered by ALPS ADVISORS, INC.
Per Form ADV
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Introduction

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05

Frequently Asked Questions

What services does Laton Andrew Spahr offer?
Laton Andrew Spahr specializes in Investment Management, Wealth Management. Contact their office in DENVER, Colorado for a consultation.
What are Laton Andrew Spahr's credentials?
Laton Andrew Spahr holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Laton Andrew Spahr located?
Laton Andrew Spahr is based in DENVER, Colorado, working with ALPS ADVISORS, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Laton Andrew Spahr charge for services?
Laton Andrew Spahr's firm is compensated through percentage of aum, subscription fees, other: quarterly, asset-based licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPS ADVISORS, INC.?
ALPS ADVISORS, INC. has approximately 64 employees and manages $24.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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