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Bradley John Swenson

ALPS ADVISORS, INC.·DENVER, Colorado
SIE, Series 3, Series 6, Series 7TO, Series 24, Series 26, Series 27, Series 63, Series 99TOClean recordALPS ADVISORS, INC.
1290 BROADWAY, SUITE 1000, DENVER, CO 80203CRD# 2666663Firm CRD# 134340

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bradley John Swenson · DENVER, CO
Registration
CRD #2666663 · ALPS ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 6
Series 7TO
Series 24
Series 26
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ALPS ADVISORS, INC.
CRD 134340 · SEC 801-67135
AUM
$24.0B
Regulatory assets under management
Employees
64
7 client accounts
Services offered by ALPS ADVISORS, INC.
Per Form ADV
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at ALPS ADVISORS, INC. →
Introduction

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04

Frequently Asked Questions

What services does Bradley John Swenson offer?
Bradley John Swenson specializes in Investment Management, Wealth Management. Contact their office in DENVER, Colorado for a consultation.
What are Bradley John Swenson's credentials?
Bradley John Swenson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bradley John Swenson located?
Bradley John Swenson is based in DENVER, Colorado, working with ALPS ADVISORS, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Bradley John Swenson charge for services?
Bradley John Swenson's firm is compensated through percentage of aum, subscription fees, other: quarterly, asset-based licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPS ADVISORS, INC.?
ALPS ADVISORS, INC. has approximately 64 employees and manages $24.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Eric Pendleton Hewitt
DENVER, CO
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DENVER, CO
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Matthew Joseph Sutula
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Alexander John Leskowitz Hagmeyer
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Edmund Joseph Burke
DENVER, CO

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