Unclaimed Profile

Kelly Lynn Bauman

ICA GROUP WEALTH MANAGEMENT, LLC·DENVER, Colorado

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record20 years registeredICA GROUP WEALTH MANAGEMENT, LLC

2000 S. COLORADO BLVD,, DENVER, CO 80222CRD# 2122827Firm CRD# 311419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Lynn Bauman · DENVER, CO

Registration

CRD #2122827 · ICA GROUP WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jun 2024 – present

LPL FINANCIAL LLC

Apr 2022 – Oct 2022

FORT MILL, SC

ICA GROUP WEALTH MANAGEMENT, LLC

Jun 2021 – Sep 2024

DENVER, CO

LPL FINANCIAL LLC

Jun 2018 – Nov 2021

FORT MILL, SC

CETERA ADVISORS LLC

Mar 2018 – Jul 2018

DENVER, CO

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Dec 2016 – Feb 2018

Appleton, WI

INVESTMENT CENTERS OF AMERICA, INC.

Jan 2015 – Feb 2018

BISMARCK, ND

SII INVESTMENTS, INC.

Jun 2006 – Feb 2018

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · June 2, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICA GROUP WEALTH MANAGEMENT, LLC

CRD 311419 · SEC 801-120855

AUM

$1.2B

Regulatory assets under management

Employees

6,308 client accounts

Services offered by ICA GROUP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ICA GROUP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Lynn Bauman offer?

Kelly Lynn Bauman specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Kelly Lynn Bauman's credentials?

Kelly Lynn Bauman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Lynn Bauman located?

Kelly Lynn Bauman is based in DENVER, Colorado, working with ICA GROUP WEALTH MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Kelly Lynn Bauman charge for services?

Kelly Lynn Bauman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICA GROUP WEALTH MANAGEMENT, LLC?

ICA GROUP WEALTH MANAGEMENT, LLC has approximately 45 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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