Unclaimed Profile

Christopher Brian Pelley

CAPITAL INVESTMENT MANAGEMENT, INC.·DENVER, Colorado

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65, Series 99TO27 years registeredCAPITAL INVESTMENT MANAGEMENT, INC.

8055 E. TUFTS AVENUE, DENVER, CO 80237CRD# 1008077Firm CRD# 109924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Brian Pelley · DENVER, CO

Registration

CRD #1008077 · CAPITAL INVESTMENT MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

EVERSPIRE

Mar 2026 – present

MHL INVESTMENTS

Mar 2026 – present

APOLLON WEALTH MANAGEMENT, LLC

Dec 2021 – Mar 2026

GREENWOOD VILLAGE, CO

MOLONEY INVESTMENT ADVISORY LLC

May 2016 – Dec 2016

Denver, CO

MOLONEY SECURITIES ASSET MANAGEMENT LLC

May 2016 – Dec 2021

Greenwood Village, CO

RBC CAPITAL MARKETS, LLC

Oct 2014 – Jun 2016

GREENWOOD VILLAGE, CO

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Nov 2014

DENVER, CO

FIRST ALLIED SECURITIES, INC.

May 2010 – Jul 2012

DENVER, CO

CAPITAL INVESTMENT MANAGEMENT

Jan 1999 – Jun 2015

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2002Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL INVESTMENT MANAGEMENT, INC.

CRD 109924 · SEC 801-61042

AUM

$83M

Regulatory assets under management

Employees

676 client accounts

Services offered by CAPITAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL INVESTMENT MANAGEMENT, INC. →

Introduction

Speak with Christopher

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Christopher is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DENVER?

Browse all registered financial advisors in DENVER, Colorado or claim this profile if it's yours.

Browse DENVER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Christopher Brian Pelley offer?

Christopher Brian Pelley specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Christopher Brian Pelley's credentials?

Christopher Brian Pelley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Brian Pelley located?

Christopher Brian Pelley is based in DENVER, Colorado, working with CAPITAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Christopher Brian Pelley charge for services?

Christopher Brian Pelley's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL INVESTMENT MANAGEMENT, INC.?

CAPITAL INVESTMENT MANAGEMENT, INC. has approximately 6 employees and manages $83M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →