Unclaimed Profile

Allison Louise Schmidt

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC·DENVER, Colorado

SIE, Series 7, Series 9, Series 66CFPClean record17 years registeredHIGGINS & SCHMIDT WEALTH STRATEGIES LLC

1934 MARKET STREET, DENVER, CO 80202CRD# 5631247Firm CRD# 286063

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Allison Louise Schmidt · DENVER, CO

Registration

CRD #5631247 · HIGGINS & SCHMIDT WEALTH STRATEGIES LLC · 17 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2025 – present

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

May 2017 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2010 – May 2017

BROOMFIELD, CO

EDWARD JONES

Mar 2009 – Sep 2010

BOULDER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 66

Registration record

First registered · March 25, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

CRD 286063 · SEC 801-119622

AUM

$185M

Regulatory assets under management

Employees

805 client accounts

Services offered by HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HIGGINS & SCHMIDT WEALTH STRATEGIES LLC →

Introduction

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Frequently Asked Questions

What services does Allison Louise Schmidt offer?

Allison Louise Schmidt specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.

What are Allison Louise Schmidt's credentials?

Allison Louise Schmidt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Allison Louise Schmidt located?

Allison Louise Schmidt is based in DENVER, Colorado, working with HIGGINS & SCHMIDT WEALTH STRATEGIES LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Allison Louise Schmidt charge for services?

Allison Louise Schmidt's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGGINS & SCHMIDT WEALTH STRATEGIES LLC?

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC has approximately 4 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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