Unclaimed Profile

Steven Grant Higgins

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC·DENVER, Colorado

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 65CFP12 years registeredHIGGINS & SCHMIDT WEALTH STRATEGIES LLC

1934 MARKET STREET, DENVER, CO 80202CRD# 4785771Firm CRD# 286063

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Grant Higgins · DENVER, CO

Registration

CRD #4785771 · HIGGINS & SCHMIDT WEALTH STRATEGIES LLC · 12 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Nov 2025 – present

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

Jun 2017 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2014 – May 2017

BROOMFIELD, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · April 10, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

2016Customer Dispute·Denied

2009Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

CRD 286063 · SEC 801-119622

AUM

$185M

Regulatory assets under management

Employees

805 client accounts

Services offered by HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HIGGINS & SCHMIDT WEALTH STRATEGIES LLC →

Introduction

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Frequently Asked Questions

What services does Steven Grant Higgins offer?

Steven Grant Higgins specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.

What are Steven Grant Higgins's credentials?

Steven Grant Higgins holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Steven Grant Higgins located?

Steven Grant Higgins is based in DENVER, Colorado, working with HIGGINS & SCHMIDT WEALTH STRATEGIES LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Steven Grant Higgins charge for services?

Steven Grant Higgins's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGGINS & SCHMIDT WEALTH STRATEGIES LLC?

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC has approximately 4 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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