Unclaimed Profile

Stephen Roger Dierks

NEXUS FINANCIAL PROGRAMS, INC.·COLORADO SPRINGS, Colorado

SIE, Series 6, Series 7, Series 22, Series 24, Series 53, Series 63, Series 6627 years registeredNEXUS FINANCIAL PROGRAMS, INC.

2910 N. ARCADIA, COLORADO SPRINGS, CO 80907CRD# 733393Firm CRD# 106893

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Roger Dierks · COLORADO SPRINGS, CO

Registration

CRD #733393 · NEXUS FINANCIAL PROGRAMS, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEXUS FINANCIAL PROGRAMS, INC.

OSAIC WEALTH, INC.

Jul 2016 – Nov 2024

Colorado Springs, CO

NEXUS FINANCIAL PROGRAMS, INC.

Jan 1999 – Dec 2016

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2013Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEXUS FINANCIAL PROGRAMS, INC.

CRD 106893 · SEC 801-37651

AUM

$42M

Regulatory assets under management

Employees

500 client accounts

Services offered by NEXUS FINANCIAL PROGRAMS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEXUS FINANCIAL PROGRAMS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Roger Dierks offer?

Stephen Roger Dierks specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Stephen Roger Dierks's credentials?

Stephen Roger Dierks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Roger Dierks located?

Stephen Roger Dierks is based in COLORADO SPRINGS, Colorado, last registered with NEXUS FINANCIAL PROGRAMS, INC..

How does Stephen Roger Dierks charge for services?

Stephen Roger Dierks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXUS FINANCIAL PROGRAMS, INC.?

NEXUS FINANCIAL PROGRAMS, INC. has approximately 1 employees and manages $42M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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