Unclaimed Profile

Joel Robert Top

PLANWISER FINANCIAL, LLC·COLORADO SPRINGS, Colorado

SIE, Series 7, Series 63, Series 66Clean record19 years registeredPLANWISER FINANCIAL, LLC

620 S CASCADE AVE, COLORADO SPRINGS, CO 80903CRD# 4870706Firm CRD# 331675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Robert Top · COLORADO SPRINGS, CO

Registration

CRD #4870706 · PLANWISER FINANCIAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

PLANWISER FINANCIAL

Aug 2024 – present

MUTUAL ADVISORS, LLC

Feb 2019 – Sep 2024

Colorado Springs, CO

EDWARD JONES

Jan 2007 – Feb 2019

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · January 25, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANWISER FINANCIAL, LLC

CRD 331675 · SEC 801-130873

AUM

$137M

Regulatory assets under management

Employees

800 client accounts

Services offered by PLANWISER FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PLANWISER FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Joel Robert Top offer?

Joel Robert Top specializes in Financial Planning, Investment Management. Contact their office in COLORADO SPRINGS, Colorado for a consultation.

What are Joel Robert Top's credentials?

Joel Robert Top is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Robert Top located?

Joel Robert Top is based in COLORADO SPRINGS, Colorado, working with PLANWISER FINANCIAL, LLC. Their office serves clients in the COLORADO SPRINGS metropolitan area and surrounding communities.

How does Joel Robert Top charge for services?

Joel Robert Top's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANWISER FINANCIAL, LLC?

PLANWISER FINANCIAL, LLC has approximately 2 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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