Unclaimed Profile

David Stephen Forbes

PETRA FINANCIAL ADVISORS INC·COLORADO SPRINGS, Colorado

Series 3, Series 7, Series 24, Series 27, Series 6329 years registeredPETRA FINANCIAL ADVISORS INC

2 NORTH NEVADA AVE SUITE 1300, COLORADO SPRINGS, CO 80903-1626CRD# 1069819Firm CRD# 107196

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Stephen Forbes · COLORADO SPRINGS, CO

Registration

CRD #1069819 · PETRA FINANCIAL ADVISORS INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PETRA FINANCIAL ADVISORS INC

PETRA FINANCIAL ADVISORS INC

Jul 1997 – Jul 2024

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 27

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

1975Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PETRA FINANCIAL ADVISORS INC

CRD 107196 · SEC 801-39169

AUM

$357M

Regulatory assets under management

Employees

1,185 client accounts

Services offered by PETRA FINANCIAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PETRA FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does David Stephen Forbes offer?

David Stephen Forbes specializes in Financial Planning, Investment Management.

What are David Stephen Forbes's credentials?

David Stephen Forbes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Stephen Forbes located?

David Stephen Forbes is based in COLORADO SPRINGS, Colorado, last registered with PETRA FINANCIAL ADVISORS INC.

How does David Stephen Forbes charge for services?

David Stephen Forbes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PETRA FINANCIAL ADVISORS INC?

PETRA FINANCIAL ADVISORS INC has approximately 13 employees and manages $357M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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