Unclaimed Profile

David Andrew Houle

SEASON INVESTMENTS, LLC·COLORADO SPRINGS, Colorado

15 years registeredSEASON INVESTMENTS, LLC

620 N TEJON STREET, COLORADO SPRINGS, CO 80903CRD# 5763948Firm CRD# 158070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Andrew Houle · COLORADO SPRINGS, CO

Registration

CRD #5763948 · SEASON INVESTMENTS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

SEASON INVESTMENTS, LLC

Nov 2011 – present

HUNTLEY THATCHER ELLSWORTH, LTD.

Feb 2011 – Dec 2011

COLORADO SPRINGS, CO

Registrations & Exams

Registration record

First registered · February 24, 2011

Years registered · 15

Disclosure History

2017Customer Dispute·Settled

2017Regulatory·Final

2010Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SEASON INVESTMENTS, LLC

CRD 158070 · SEC 801-118924

AUM

$139M

Regulatory assets under management

Employees

277 client accounts

Services offered by SEASON INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SEASON INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does David Andrew Houle offer?

David Andrew Houle specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in COLORADO SPRINGS, Colorado for a consultation.

What are David Andrew Houle's credentials?

David Andrew Houle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Andrew Houle located?

David Andrew Houle is based in COLORADO SPRINGS, Colorado, working with SEASON INVESTMENTS, LLC. Their office serves clients in the COLORADO SPRINGS metropolitan area and surrounding communities.

How does David Andrew Houle charge for services?

David Andrew Houle's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEASON INVESTMENTS, LLC?

SEASON INVESTMENTS, LLC has approximately 5 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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