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Lori Kent Galligan

NTB FINANCIAL CORPORATION·CENTENNIAL, Colorado
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9540 SOUTH MAROON CIRCLE, CENTENNIAL, CO 80112CRD# 1172134Firm CRD# 7425
01

About

Lori Kent Galligan is a registered financial advisor based in CENTENNIAL, Colorado, affiliated with NTB FINANCIAL CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
NTB FINANCIAL CORPORATION
NTB ADVISORS, A DIVISION OF NTB FINANCIAL CORPORATION
AUM
$250M
Regulatory assets under management
Employees
58
Total firm employees
View all advisors at NTB FINANCIAL CORPORATION →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1172134
Firm CRD# 7425
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lori Kent Galligan offer?
Lori Kent Galligan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CENTENNIAL, Colorado for a consultation.
What are Lori Kent Galligan's credentials?
Lori Kent Galligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lori Kent Galligan located?
Lori Kent Galligan is based in CENTENNIAL, Colorado, working with NTB FINANCIAL CORPORATION. Their office serves clients in the CENTENNIAL metropolitan area and surrounding communities.
How does Lori Kent Galligan charge for services?
Lori Kent Galligan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NTB FINANCIAL CORPORATION?
NTB FINANCIAL CORPORATION has approximately 58 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CENTENNIAL
Alexis Mount Cranberg — RAISA ENERGY LLCKevin Scott Moore — RAISA ENERGY LLCLarry Wayne Stark — NATIONAL VALUATION CONSULTANTS, INC.Jerrod Allen Weiss — PLAN STRATEGIES INCKyle William Wiggs — UX WEALTH PARTNERS LLC
Nearby cities in Colorado
DENVER (1269)GREENWOOD VILLAGE (262)BOULDER (238)COLORADO SPRINGS (134)ENGLEWOOD (66)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideENGLEWOOD Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
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