Unclaimed Profile

Harold Frederick Pine

CHASEFIELD CAPITAL LLC·CASTLE ROCK, Colorado

Series 3, Series 7, Series 63, Series 65Clean record25 years registeredCHASEFIELD CAPITAL LLC

2212 RIDGETRAIL DR., CASTLE ROCK, CO 80104CRD# 707759Firm CRD# 173912

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Frederick Pine · CASTLE ROCK, CO

Registration

CRD #707759 · CHASEFIELD CAPITAL LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHASEFIELD CAPITAL LLC

CHASEFIELD CAPITAL INC.

Jan 2015 – Oct 2025

LAKEWOOD, CO

JESS S. MORGAN & CO., INC.

Jun 2008 – Jun 2012

LOS ANGELES, CA

UBS PAINEWEBBER INC.

May 2001 – Jul 2002

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · May 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHASEFIELD CAPITAL LLC

CRD 173912 · SEC 801-80707

AUM

$27M

Regulatory assets under management

Employees

18 client accounts

Services offered by CHASEFIELD CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHASEFIELD CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Harold Frederick Pine offer?

Harold Frederick Pine specializes in Financial Planning, Investment Management.

What are Harold Frederick Pine's credentials?

Harold Frederick Pine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Frederick Pine located?

Harold Frederick Pine is based in CASTLE ROCK, Colorado, last registered with CHASEFIELD CAPITAL LLC.

How does Harold Frederick Pine charge for services?

Harold Frederick Pine's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHASEFIELD CAPITAL LLC?

CHASEFIELD CAPITAL LLC has approximately 2 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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