Unclaimed Profile

Michele Louise Suriano

CASTLE ROCK INVESTMENT COMPANY·CASTLE ROCK, Colorado

Series 6, Series 7, Series 63, Series 66Clean record24 years registeredCASTLE ROCK INVESTMENT COMPANY

115 WILCOX STREET, CASTLE ROCK, CO 80104CRD# 4067251Firm CRD# 140299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michele Louise Suriano · CASTLE ROCK, CO

Registration

CRD #4067251 · CASTLE ROCK INVESTMENT COMPANY · 24 years registered

Brand Profile

Not yet started

Career History

CASTLE ROCK INVESTMENT COMPANY

Jul 2006 – present

SECURIAN FINANCIAL SERVICES, INC.

Oct 2005 – Apr 2006

CASTLE ROCK, CO

CERIDIAN INVESTMENT ADVISERS INC

May 2004 – Sep 2005

ENGLEWOOD, CO

T. ROWE PRICE ADVISORY SERVICES, INC.

Dec 2001 – May 2002

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · December 20, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLE ROCK INVESTMENT COMPANY

CRD 140299 · SEC 801-80620

AUM

$72M

Regulatory assets under management

Employees

15 client accounts

Services offered by CASTLE ROCK INVESTMENT COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CASTLE ROCK INVESTMENT COMPANY →

Introduction

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Frequently Asked Questions

What services does Michele Louise Suriano offer?

Michele Louise Suriano specializes in Financial Planning, Investment Management. Contact their office in CASTLE ROCK, Colorado for a consultation.

What are Michele Louise Suriano's credentials?

Michele Louise Suriano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michele Louise Suriano located?

Michele Louise Suriano is based in CASTLE ROCK, Colorado, working with CASTLE ROCK INVESTMENT COMPANY. Their office serves clients in the CASTLE ROCK metropolitan area and surrounding communities.

How does Michele Louise Suriano charge for services?

Michele Louise Suriano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLE ROCK INVESTMENT COMPANY?

CASTLE ROCK INVESTMENT COMPANY has approximately 1 employees and manages $72M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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