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Andrew Lee Bauman

THREE PEAKS CAPITAL MANAGEMENT, LLC·CASTLE ROCK, Colorado
Unclaimed Profile
3750 DACORO LANE, CASTLE ROCK, CO 80109CRD# 6030928Firm CRD# 127402
01

About

Andrew Lee Bauman is a registered financial advisor based in CASTLE ROCK, Colorado, affiliated with THREE PEAKS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
THREE PEAKS CAPITAL MANAGEMENT, LLC
THREE PEAKS CAPITAL MANAGEMENT, LLC
AUM
$230M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at THREE PEAKS CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6030928
Firm CRD# 127402
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Andrew Lee Bauman offer?
Andrew Lee Bauman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CASTLE ROCK, Colorado for a consultation.
What are Andrew Lee Bauman's credentials?
Andrew Lee Bauman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Lee Bauman located?
Andrew Lee Bauman is based in CASTLE ROCK, Colorado, working with THREE PEAKS CAPITAL MANAGEMENT, LLC. Their office serves clients in the CASTLE ROCK metropolitan area and surrounding communities.
How does Andrew Lee Bauman charge for services?
Andrew Lee Bauman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THREE PEAKS CAPITAL MANAGEMENT, LLC?
THREE PEAKS CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CASTLE ROCK
Samuel Rey Tenney — FIDELIS WEALTH ADVISORS, LLCHarold Frederick Pine — CHASEFIELD CAPITAL LLCSandy Ray Rufenacht — THREE PEAKS CAPITAL MANAGEMENT, LLCKimberly Lynn Collins — THREE PEAKS CAPITAL MANAGEMENT, LLCJohn Ray Riddle — JACKSON CREEK INVESTMENT ADVISORS LLC
Nearby cities in Colorado
DENVER (1269)GREENWOOD VILLAGE (262)BOULDER (238)COLORADO SPRINGS (134)CENTENNIAL (67)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideCENTENNIAL Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
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