Unclaimed Profile

James Patrick King

J.P. KING ADVISORS, INC.·WALNUT CREEK, California

SIE, Series 1, Series 7, Series 24, Series 26, Series 39, Series 6314 years registeredJ.P. KING ADVISORS, INC.

1600 SOUTH MAIN STREET, WALNUT CREEK, CA 94596-8810CRD# 864614Firm CRD# 112109

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick King · WALNUT CREEK, CA

Registration

CRD #864614 · J.P. KING ADVISORS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: J.P. KING ADVISORS, INC.

J.P. KING ADVISORS, INC.

May 2012 – Sep 2025

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 26

Series 39

Series 63

Registration record

First registered · May 28, 2012

Years registered · 14

Disclosure History

2017Customer Dispute·Pending

2001Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

J.P. KING ADVISORS, INC.

CRD 112109 · SEC 801-60296

AUM

$654M

Regulatory assets under management

Employees

1,377 client accounts

Services offered by J.P. KING ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at J.P. KING ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does James Patrick King offer?

James Patrick King specializes in Investment Management.

What are James Patrick King's credentials?

James Patrick King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick King located?

James Patrick King is based in WALNUT CREEK, California, last registered with J.P. KING ADVISORS, INC..

How does James Patrick King charge for services?

James Patrick King's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.P. KING ADVISORS, INC.?

J.P. KING ADVISORS, INC. has approximately 7 employees and manages $654M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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