Unclaimed Profile

Mark William Shone

SHONE ASSET MANAGEMENT LLC·WALNUT CREEK, California

Series 6, Series 7, Series 9, Series 10, Series 63, Series 65Clean record25 years registeredSHONE ASSET MANAGEMENT LLC

1676 N. CALIFORNIA BOULEVARD, WALNUT CREEK, CA 94596CRD# 1979639Firm CRD# 136101

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark William Shone · WALNUT CREEK, CA

Registration

CRD #1979639 · SHONE ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

ALLWORTH FINANCIAL, L.P.

May 2021 – present

SAS FINANCIAL ADVISORS

Aug 2014 – Jan 2015

SAN FRANCISCO, CA

SHONE WEALTH MANAGEMENT

Oct 2005 – Aug 2021

WALNUT CREEK, CA

NEUBERGER BERMAN, LLC

Aug 2000 – Jan 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · August 30, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHONE ASSET MANAGEMENT LLC

CRD 136101 · SEC 801-101521

AUM

$356M

Regulatory assets under management

Employees

344 client accounts

Services offered by SHONE ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHONE ASSET MANAGEMENT LLC →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WALNUT CREEK?

Browse all registered financial advisors in WALNUT CREEK, California or claim this profile if it's yours.

Browse WALNUT CREEK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark William Shone offer?

Mark William Shone specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WALNUT CREEK, California for a consultation.

What are Mark William Shone's credentials?

Mark William Shone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark William Shone located?

Mark William Shone is based in WALNUT CREEK, California, working with SHONE ASSET MANAGEMENT LLC. Their office serves clients in the WALNUT CREEK metropolitan area and surrounding communities.

How does Mark William Shone charge for services?

Mark William Shone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHONE ASSET MANAGEMENT LLC?

SHONE ASSET MANAGEMENT LLC has approximately 5 employees and manages $356M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →