Unclaimed Profile

Kevin Todd Carter

BAOCHUAN CAPITAL MANAGEMENT, LLC·WALNUT CREEK, California

Series 6, Series 7, Series 63, Series 65Clean record21 years registeredBAOCHUAN CAPITAL MANAGEMENT, LLC

1515 OAKLAND BOULEVARD, WALNUT CREEK, CA 94596CRD# 2215505Firm CRD# 156094

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Todd Carter · WALNUT CREEK, CA

Registration

CRD #2215505 · BAOCHUAN CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAOCHUAN CAPITAL MANAGEMENT, LLC

BAOCHUAN CAPITAL MANAGEMENT, LLC

Sep 2012 – Dec 2013

WALNUT CREEK, CA

BIG TREE CAPITAL LLC

Feb 2009 – Apr 2018

LAFAYETTE, CA

IXIS ASSET MANAGEMENT ADVISORS, L.P.

Feb 2005 – Oct 2006

BOSTON, MA

ACTIVE INDEX ADVISORS

Sep 2004 – Jun 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 14, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BAOCHUAN CAPITAL MANAGEMENT, LLC

CRD 156094 · SEC 801-72112

AUM

$11M

Regulatory assets under management

Employees

6 client accounts

Services offered by BAOCHUAN CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BAOCHUAN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Todd Carter offer?

Kevin Todd Carter specializes in Investment Management, Retirement Planning, Wealth Management.

What are Kevin Todd Carter's credentials?

Kevin Todd Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Todd Carter located?

Kevin Todd Carter is based in WALNUT CREEK, California, last registered with BAOCHUAN CAPITAL MANAGEMENT, LLC.

How does Kevin Todd Carter charge for services?

Kevin Todd Carter's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAOCHUAN CAPITAL MANAGEMENT, LLC?

BAOCHUAN CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $11M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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