Unclaimed Profile

James Philip Ellman

JUST PLANS ETC A CALIFORNIA CORPORATION·WALNUT CREEK, California

Series 7Clean record14 years registeredJUST PLANS ETC A CALIFORNIA CORPORATION

1399 YGNACIO VALLEY ROAD, WALNUT CREEK, CA 94598CRD# 1059906Firm CRD# 110288

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Philip Ellman · WALNUT CREEK, CA

Registration

CRD #1059906 · JUST PLANS ETC A CALIFORNIA CORPORATION · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JUST PLANS ETC A CALIFORNIA CORPORATION

JUST PLANS, ETC

Dec 2011 – Aug 2020

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · December 5, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JUST PLANS ETC A CALIFORNIA CORPORATION

CRD 110288 · SEC 801-57672

AUM

$56M

Regulatory assets under management

Employees

378 client accounts

Services offered by JUST PLANS ETC A CALIFORNIA CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JUST PLANS ETC A CALIFORNIA CORPORATION →

Introduction

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Frequently Asked Questions

What services does James Philip Ellman offer?

James Philip Ellman specializes in Financial Planning, Investment Management.

What are James Philip Ellman's credentials?

James Philip Ellman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Philip Ellman located?

James Philip Ellman is based in WALNUT CREEK, California, last registered with JUST PLANS ETC A CALIFORNIA CORPORATION.

How does James Philip Ellman charge for services?

James Philip Ellman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JUST PLANS ETC A CALIFORNIA CORPORATION?

JUST PLANS ETC A CALIFORNIA CORPORATION has approximately 1 employees and manages $56M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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