Unclaimed Profile

Michael Dennis O'brien

O'BRIEN INVESTMENT MANAGEMENT, LLC·TORRANCE, California

Series 3, Series 7, Series 63Clean record17 years registeredO'BRIEN INVESTMENT MANAGEMENT, LLC

24594 HAWTHORNE BLVD., TORRANCE, CA 90505CRD# 1296751Firm CRD# 284057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Dennis O'brien · TORRANCE, CA

Registration

CRD #1296751 · O'BRIEN INVESTMENT MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

O'BRIEN INVESTMENT MANAGEMENT, LLC

Sep 2016 – present

EVERCORE WEALTH MANAGEMENT, LLC

Feb 2013 – Aug 2016

LOS ANGELES, CA

MT. EDEN INVESTMENT ADVISORS, LLC

Dec 2008 – Feb 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Registration record

First registered · December 11, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

O'BRIEN INVESTMENT MANAGEMENT, LLC

CRD 284057 · SEC 801-118289

AUM

$193M

Regulatory assets under management

Employees

250 client accounts

Services offered by O'BRIEN INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at O'BRIEN INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Dennis O'brien offer?

Michael Dennis O'brien specializes in Investment Management, Fee-Only Advisory. Contact their office in TORRANCE, California for a consultation.

What are Michael Dennis O'brien's credentials?

Michael Dennis O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Dennis O'brien located?

Michael Dennis O'brien is based in TORRANCE, California, working with O'BRIEN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.

How does Michael Dennis O'brien charge for services?

Michael Dennis O'brien's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'BRIEN INVESTMENT MANAGEMENT, LLC?

O'BRIEN INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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