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John Shiels O'brien

O'BRIEN INVESTMENT MANAGEMENT, LLC·TORRANCE, California
Series 65Clean record8 years registeredO'BRIEN INVESTMENT MANAGEMENT, LLC
24594 HAWTHORNE BLVD., TORRANCE, CA 90505CRD# 6887246Firm CRD# 284057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Shiels O'brien · TORRANCE, CA
Registration
CRD #6887246 · O'BRIEN INVESTMENT MANAGEMENT, LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

O'BRIEN INVESTMENT MANAGEMENT, LLC
Jan 2018 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 31, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
O'BRIEN INVESTMENT MANAGEMENT, LLC
CRD 284057 · SEC 801-118289
AUM
$193M
Regulatory assets under management
Employees
3
250 client accounts
Services offered by O'BRIEN INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at O'BRIEN INVESTMENT MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Shiels O'brien offer?
John Shiels O'brien specializes in Investment Management, Fee-Only Advisory. Contact their office in TORRANCE, California for a consultation.
What are John Shiels O'brien's credentials?
John Shiels O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Shiels O'brien located?
John Shiels O'brien is based in TORRANCE, California, working with O'BRIEN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.
How does John Shiels O'brien charge for services?
John Shiels O'brien's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is O'BRIEN INVESTMENT MANAGEMENT, LLC?
O'BRIEN INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Michael Dennis O'brien
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