Unclaimed Profile

Adam Neal Phillips

EP WEALTH ADVISORS, LLC.·TORRANCE, California

Series 7, Series 63CFP CFAClean record13 years registeredEP WEALTH ADVISORS, LLC.

21535 HAWTHORNE BLVD, TORRANCE, CA 90503CRD# 6124345Firm CRD# 111147

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Neal Phillips · TORRANCE, CA

Registration

CRD #6124345 · EP WEALTH ADVISORS, LLC. · 13 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Apr 2014 – present

CITY NATIONAL ROCHDALE

Feb 2013 – Mar 2014

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · February 5, 2013

Years registered · 13

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EP WEALTH ADVISORS, LLC.

CRD 111147 · SEC 801-29358

AUM

$22.3B

Regulatory assets under management

Employees

392

13,185 client accounts

Services offered by EP WEALTH ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EP WEALTH ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does Adam Neal Phillips offer?

Adam Neal Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TORRANCE, California for a consultation.

What are Adam Neal Phillips's credentials?

Adam Neal Phillips holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Adam Neal Phillips located?

Adam Neal Phillips is based in TORRANCE, California, working with EP WEALTH ADVISORS, LLC.. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.

How does Adam Neal Phillips charge for services?

Adam Neal Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EP WEALTH ADVISORS, LLC.?

EP WEALTH ADVISORS, LLC. has approximately 392 employees and manages $22.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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