AdvisorOS Directory
Claim Profile
Unclaimed Profile
JB

Jeffrey Arnold Borenstein

LAMIA FINANCIAL GROUP, INC.·THOUSAND OAKS, California
Series 7, Series 66Clean record24 years registeredLAMIA FINANCIAL GROUP, INC.
100 E. THOUSAND OAKS BLVD. SUITE 200, THOUSAND OAKS, CA 91360CRD# 3181733Firm CRD# 146421

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeffrey Arnold Borenstein · THOUSAND OAKS, CA
Registration
CRD #3181733 · LAMIA FINANCIAL GROUP, INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

FORUM FINANCIAL MANAGEMENT, LP
Oct 2018 – present
LAMIA FINANCIAL GROUP, INC.
Nov 2008 – Apr 2019
THOUSAND OAKS, CA
JBB FINANCIAL, LLC
Jul 2002 – Mar 2014
THOUSAND OAKS, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · July 29, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAMIA FINANCIAL GROUP, INC.
CRD 146421 · SEC 801-70245
AUM
$307M
Regulatory assets under management
Employees
7
792 client accounts
Services offered by LAMIA FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAMIA FINANCIAL GROUP, INC. →
Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in THOUSAND OAKS?

Browse all registered financial advisors in THOUSAND OAKS, California or claim this profile if it's yours.

Browse THOUSAND OAKS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Jeffrey Arnold Borenstein offer?
Jeffrey Arnold Borenstein specializes in Financial Planning, Investment Management. Contact their office in THOUSAND OAKS, California for a consultation.
What are Jeffrey Arnold Borenstein's credentials?
Jeffrey Arnold Borenstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jeffrey Arnold Borenstein located?
Jeffrey Arnold Borenstein is based in THOUSAND OAKS, California, working with LAMIA FINANCIAL GROUP, INC.. Their office serves clients in the THOUSAND OAKS metropolitan area and surrounding communities.
How does Jeffrey Arnold Borenstein charge for services?
Jeffrey Arnold Borenstein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAMIA FINANCIAL GROUP, INC.?
LAMIA FINANCIAL GROUP, INC. has approximately 7 employees and manages $307M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in THOUSAND OAKS, California

Stephan R Goyette
GOYETTE FINANCIAL PLANNING, INC·THOUSAND OAKS, CA
David R Hansen
DRH INVESTMENTS, INC.·THOUSAND OAKS, CA
CFA
Deborah Fassler Reed
REED & BALL, INC.·THOUSAND OAKS, CA
Douglas Clark Degroote
DE GROOTE FINANCIAL GROUP, LLC·THOUSAND OAKS, CA
CFP
Scott J Wood
DRH INVESTMENTS, INC.·THOUSAND OAKS, CA
Tae Pom Ho
GOLD COAST SECURITIES, INC.·THOUSAND OAKS, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile