Unclaimed Profile

Timothy James Kay

INVESTMENT MANAGERS GROUP, LLC·TEMECULA, California

SIE, Series 7, Series 66, Series 99TOClean record18 years registeredINVESTMENT MANAGERS GROUP, LLC

31045 TEMECULA PARKWAY, TEMECULA, CA 92592CRD# 5443829Firm CRD# 164203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy James Kay · TEMECULA, CA

Registration

CRD #5443829 · INVESTMENT MANAGERS GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

INVESTMENT MANAGERS GROUP, LLC

May 2012 – present

WELLS FARGO ADVISORS, LLC

Apr 2008 – May 2012

LAKE ELSINORE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · April 24, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMENT MANAGERS GROUP, LLC

CRD 164203 · SEC 801-76673

AUM

$32M

Regulatory assets under management

Services offered by INVESTMENT MANAGERS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVESTMENT MANAGERS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy James Kay offer?

Timothy James Kay specializes in Financial Planning, Investment Management. Contact their office in TEMECULA, California for a consultation.

What are Timothy James Kay's credentials?

Timothy James Kay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy James Kay located?

Timothy James Kay is based in TEMECULA, California, working with INVESTMENT MANAGERS GROUP, LLC. Their office serves clients in the TEMECULA metropolitan area and surrounding communities.

How does Timothy James Kay charge for services?

Timothy James Kay's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT MANAGERS GROUP, LLC?

INVESTMENT MANAGERS GROUP, LLC is a registered investment adviser with the SEC, managing $32M in regulatory assets under management. See their Form ADV for full details.

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