Unclaimed Profile

Stacia Jo Houston

WELZ FINANCIAL SERVICES, INC.·STOCKTON, California

Series 7, Series 8Clean record24 years registeredWELZ FINANCIAL SERVICES, INC.

7474 SHORELINE DRIVE, STOCKTON, CA 95219-5468CRD# 1177098Firm CRD# 144489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacia Jo Houston · STOCKTON, CA

Registration

CRD #1177098 · WELZ FINANCIAL SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WELZ FINANCIAL SERVICES, INC.

LITMAN GREGORY ASSET MANAGEMENT, LLC

Jan 2019 – May 2019

WALNUT CREEK, CA

WELZ FINANCIAL SERVICES, INC.

Jul 2007 – Jan 2019

STOCKTON, CA

BOWMAN & COMPANY, LLP

Mar 2002 – Oct 2007

STOCKTON, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Registration record

First registered · March 4, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELZ FINANCIAL SERVICES, INC.

CRD 144489 · SEC 801-68163

AUM

$78M

Regulatory assets under management

Employees

334 client accounts

Services offered by WELZ FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELZ FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Stacia Jo Houston offer?

Stacia Jo Houston specializes in Financial Planning, Investment Management.

What are Stacia Jo Houston's credentials?

Stacia Jo Houston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stacia Jo Houston located?

Stacia Jo Houston is based in STOCKTON, California, last registered with WELZ FINANCIAL SERVICES, INC..

How does Stacia Jo Houston charge for services?

Stacia Jo Houston's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELZ FINANCIAL SERVICES, INC.?

WELZ FINANCIAL SERVICES, INC. has approximately 1 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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