Unclaimed Profile

Michael Lee Dalton

ATTENTIVE INVESTMENT MANAGERS, INC.·STOCKTON, California

Series 2Clean record21 years registeredATTENTIVE INVESTMENT MANAGERS, INC.

5345 N. EL DORADO ST, STOCKTON, CA 95207CRD# 2558327Firm CRD# 132536

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Lee Dalton · STOCKTON, CA

Registration

CRD #2558327 · ATTENTIVE INVESTMENT MANAGERS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ATTENTIVE INVESTMENT MANAGERS, INC.

ATTENTIVE INVESTMENT MANAGERS, INC.

Feb 2005 – Aug 2021

STOCKTON, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · February 3, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ATTENTIVE INVESTMENT MANAGERS, INC.

CRD 132536 · SEC 801-118680

AUM

$140M

Regulatory assets under management

Employees

1,090 client accounts

Services offered by ATTENTIVE INVESTMENT MANAGERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ATTENTIVE INVESTMENT MANAGERS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Lee Dalton offer?

Michael Lee Dalton specializes in Financial Planning, Investment Management, Wealth Management.

What are Michael Lee Dalton's credentials?

Michael Lee Dalton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Lee Dalton located?

Michael Lee Dalton is based in STOCKTON, California, last registered with ATTENTIVE INVESTMENT MANAGERS, INC..

How does Michael Lee Dalton charge for services?

Michael Lee Dalton's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATTENTIVE INVESTMENT MANAGERS, INC.?

ATTENTIVE INVESTMENT MANAGERS, INC. has approximately 3 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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