AdvisorOS Directory
Claim Profile
Unclaimed Profile
AS

Athena Kaulana Stone

ATTENTIVE INVESTMENTS, LLC·STOCKTON, California
Series 65Clean record19 years registeredATTENTIVE INVESTMENTS, LLC
5345 N EL DORADO ST., STOCKTON, CA 95207CRD# 5267346Firm CRD# 315478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Athena Kaulana Stone · STOCKTON, CA
Registration
CRD #5267346 · ATTENTIVE INVESTMENTS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

ATTENTIVE INVESTMENTS, LLC
Jul 2021 – present
ATTENTIVE INVESTMENT MANAGERS, INC.
May 2007 – Aug 2021
STOCKTON, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · May 25, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ATTENTIVE INVESTMENTS, LLC
CRD 315478 · SEC 801-121822
AUM
$158M
Regulatory assets under management
Employees
2
1,066 client accounts
Services offered by ATTENTIVE INVESTMENTS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ATTENTIVE INVESTMENTS, LLC →
Introduction

Speak with Athena

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Athena is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in STOCKTON?

Browse all registered financial advisors in STOCKTON, California or claim this profile if it's yours.

Browse STOCKTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Athena Kaulana Stone offer?
Athena Kaulana Stone specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in STOCKTON, California for a consultation.
What are Athena Kaulana Stone's credentials?
Athena Kaulana Stone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Athena Kaulana Stone located?
Athena Kaulana Stone is based in STOCKTON, California, working with ATTENTIVE INVESTMENTS, LLC. Their office serves clients in the STOCKTON metropolitan area and surrounding communities.
How does Athena Kaulana Stone charge for services?
Athena Kaulana Stone's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ATTENTIVE INVESTMENTS, LLC?
ATTENTIVE INVESTMENTS, LLC has approximately 2 employees and manages $158M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in STOCKTON, California

Kenneth Robert Herold
FINDEC WEALTH SERVICES, INC.·STOCKTON, CA
Tolen Clement Teigen
FINDEC WEALTH SERVICES, INC.·STOCKTON, CA
Kevin Eugene Mahoney
FINDEC WEALTH SERVICES, INC.·STOCKTON, CA
Michael Lee Dalton
ATTENTIVE INVESTMENT MANAGERS, INC.·STOCKTON, CA
Daniel Miladinovich
DKM WEALTH MANAGEMENT, INC.·STOCKTON, CA
CFP
Frederick Morgan Lee
FINANCIAL DECISIONS, INC.·STOCKTON, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile