Unclaimed Profile

Frederick Morgan Lee

FINANCIAL DECISIONS, INC.·STOCKTON, California

Series 2, Series 6, Series 7, Series 24, Series 26, Series 51, Series 6324 years registeredFINANCIAL DECISIONS, INC.

3555 DEER PARK DRIVE, STOCKTON, CA 95219CRD# 1157595Firm CRD# 118883

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick Morgan Lee · STOCKTON, CA

Registration

CRD #1157595 · FINANCIAL DECISIONS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL DECISIONS, INC.

FINANCIAL DECISIONS, INC.

Jun 2002 – Jan 2019

STOCKTON, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Registration record

First registered · June 28, 2002

Years registered · 24

Disclosure History

2003Customer Dispute·Closed-No Action

2002Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL DECISIONS, INC.

CRD 118883 · SEC 801-61300

AUM

$711M

Regulatory assets under management

Employees

1,119 client accounts

Services offered by FINANCIAL DECISIONS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL DECISIONS, INC. →

Introduction

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Frequently Asked Questions

What services does Frederick Morgan Lee offer?

Frederick Morgan Lee specializes in Financial Planning, Investment Management, Wealth Management.

What are Frederick Morgan Lee's credentials?

Frederick Morgan Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick Morgan Lee located?

Frederick Morgan Lee is based in STOCKTON, California, last registered with FINANCIAL DECISIONS, INC..

How does Frederick Morgan Lee charge for services?

Frederick Morgan Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL DECISIONS, INC.?

FINANCIAL DECISIONS, INC. has approximately 8 employees and manages $711M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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