Unclaimed Profile

Gregory Serras

VANGUARD CAPITAL·SOLANA BEACH, California

SIE, Series 3, Series 4, Series 7, Series 15, Series 24, Series 27, Series 53, Series 6323 years registeredVANGUARD CAPITAL

777 SOUTH HIGHWAY 101, SOLANA BEACH, CA 92075CRD# 1189358Firm CRD# 22081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Serras · SOLANA BEACH, CA

Registration

CRD #1189358 · VANGUARD CAPITAL · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VANGUARD CAPITAL

VANGUARD CAPITAL

Apr 2003 – Dec 2016

Del Mar, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 15

Series 24

Series 27

Series 53

Series 63

Registration record

First registered · April 7, 2003

Years registered · 23

Disclosure History

1985Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

VANGUARD CAPITAL

CRD 22081 · SEC 801-71971

AUM

$80M

Regulatory assets under management

Employees

325 client accounts

Services offered by VANGUARD CAPITAL

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VANGUARD CAPITAL →

Introduction

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Frequently Asked Questions

What services does Gregory Serras offer?

Gregory Serras specializes in Investment Management, Fee-Only Advisory.

What are Gregory Serras's credentials?

Gregory Serras is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Serras located?

Gregory Serras is based in SOLANA BEACH, California, last registered with VANGUARD CAPITAL.

How does Gregory Serras charge for services?

Gregory Serras's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANGUARD CAPITAL?

VANGUARD CAPITAL has approximately 7 employees and manages $80M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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