Unclaimed Profile

Derek John Gaertner

EAM GLOBAL INVESTORS LLC·SOLANA BEACH, California

Series 65Clean record18 years registeredEAM GLOBAL INVESTORS LLC

215 HIGHWAY 101, SOLANA BEACH, CA 92075CRD# 5073232Firm CRD# 170870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek John Gaertner · SOLANA BEACH, CA

Registration

CRD #5073232 · EAM GLOBAL INVESTORS LLC · 18 years registered

Brand Profile

Not yet started

Career History

THE INFORMED MOMENTUM COMPANY LLC

May 2008 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 21, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EAM GLOBAL INVESTORS LLC

CRD 170870 · SEC 801-79753

AUM

$1.4B

Regulatory assets under management

Employees

14 client accounts

Services offered by EAM GLOBAL INVESTORS LLC

Per Form ADV

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at EAM GLOBAL INVESTORS LLC →

Introduction

Speak with Derek

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Derek is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SOLANA BEACH?

Browse all registered financial advisors in SOLANA BEACH, California or claim this profile if it's yours.

Browse SOLANA BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Derek John Gaertner offer?

Derek John Gaertner specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in SOLANA BEACH, California for a consultation.

What are Derek John Gaertner's credentials?

Derek John Gaertner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek John Gaertner located?

Derek John Gaertner is based in SOLANA BEACH, California, working with EAM GLOBAL INVESTORS LLC. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does Derek John Gaertner charge for services?

Derek John Gaertner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EAM GLOBAL INVESTORS LLC?

EAM GLOBAL INVESTORS LLC has approximately 21 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →