Unclaimed Profile

Derek John Gaertner

EAM GLOBAL INVESTORS LLC·SOLANA BEACH, California

Clean recordEAM GLOBAL INVESTORS LLC

215 HIGHWAY 101, SOLANA BEACH, CA 92075CRD# 5073232Firm CRD# 170870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek John Gaertner · SOLANA BEACH, CA

Registration

CRD #5073232 · EAM GLOBAL INVESTORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Derek John Gaertner is a registered financial advisor based in SOLANA BEACH, California, affiliated with EAM GLOBAL INVESTORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

EAM GLOBAL INVESTORS LLC

AUM

$1.4B

Regulatory assets under management

Employees

Total firm employees

View all advisors at EAM GLOBAL INVESTORS LLC →

Services

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 5073232

Firm CRD# 170870

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Derek John Gaertner offer?

Derek John Gaertner specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in SOLANA BEACH, California for a consultation.

What are Derek John Gaertner's credentials?

Derek John Gaertner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek John Gaertner located?

Derek John Gaertner is based in SOLANA BEACH, California, working with EAM GLOBAL INVESTORS LLC. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does Derek John Gaertner charge for services?

Derek John Gaertner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EAM GLOBAL INVESTORS LLC?

EAM GLOBAL INVESTORS LLC has approximately 21 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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