Unclaimed Profile

Steven T Wilkinson

3(38) INVESTMENT FIDUCIARIES INC.·SIMI VALLEY, California

SIE, Series 7, Series 66Clean record19 years registered3(38) INVESTMENT FIDUCIARIES INC.

3355 COCHRAN STREET, SIMI VALLEY, CA 93065CRD# 5294043Firm CRD# 298053

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven T Wilkinson · SIMI VALLEY, CA

Registration

CRD #5294043 · 3(38) INVESTMENT FIDUCIARIES INC. · 19 years registered

Brand Profile

Not yet started

Career History

3(38) INVESTMENT FIDUCIARIES

Oct 2018 – present

MONARCH PLAN ADVISORS

Sep 2017 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2014 – Dec 2017

Simi Valley, CA

401(K) ADVISORS, INC.

May 2013 – Feb 2014

WOODLAND HILLS, CA

FINANCIAL TELESIS, INC.

Jul 2010 – Aug 2014

WESTLAKE VILLAGE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2008 – Jul 2010

WOODLAND HILLS, CA

WELLS FARGO INVESTMENTS, LLC

Apr 2007 – Sep 2007

SIMI VALLEY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 9, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

3(38) INVESTMENT FIDUCIARIES INC.

CRD 298053 · SEC 801-114078

Employees

Total firm employees

Services offered by 3(38) INVESTMENT FIDUCIARIES INC.

Per Form ADV

Publication of periodicals/newsletters

View all advisors at 3(38) INVESTMENT FIDUCIARIES INC. →

Introduction

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Frequently Asked Questions

What services does Steven T Wilkinson offer?

Steven T Wilkinson is a registered financial advisor in SIMI VALLEY, California. Contact their office for details on services offered.

What are Steven T Wilkinson's credentials?

Steven T Wilkinson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven T Wilkinson located?

Steven T Wilkinson is based in SIMI VALLEY, California, working with 3(38) INVESTMENT FIDUCIARIES INC.. Their office serves clients in the SIMI VALLEY metropolitan area and surrounding communities.

How does Steven T Wilkinson charge for services?

Steven T Wilkinson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 3(38) INVESTMENT FIDUCIARIES INC.?

3(38) INVESTMENT FIDUCIARIES INC. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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