Unclaimed Profile

Patrick Thomas Bolger

BOLGER, PATRICK·SIMI VALLEY, California

SIE, Series 7, Series 24, Series 63, Series 6522 years registeredBOLGER, PATRICK

45 W EASY STREET, SIMI VALLEY, CA 93065CRD# 3075602Firm CRD# 319410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Thomas Bolger · SIMI VALLEY, CA

Registration

CRD #3075602 · BOLGER, PATRICK · 22 years registered

Brand Profile

Not yet started

Career History

PB CAPITAL

May 2022 – present

WESTERN INTERNATIONAL SECURITIES

Apr 2013 – May 2022

Simi Valley, CA

LPL FINANCIAL LLC

Apr 2004 – Apr 2013

GLENDALE, CA

WM FINANCIAL SERVICES, INC.

Feb 2004 – May 2004

CANOGA PARK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 6, 2004

Years registered · 22

Disclosure History

2010Customer Dispute·Denied

2005Customer Dispute·Closed-No Action

2004Customer Dispute·Settled

2002Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BOLGER, PATRICK

CRD 319410 · SEC 801-124977

AUM

$28M

Regulatory assets under management

Employees

196 client accounts

Services offered by BOLGER, PATRICK

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BOLGER, PATRICK →

Introduction

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Frequently Asked Questions

What services does Patrick Thomas Bolger offer?

Patrick Thomas Bolger specializes in Investment Management, Fee-Only Advisory. Contact their office in SIMI VALLEY, California for a consultation.

What are Patrick Thomas Bolger's credentials?

Patrick Thomas Bolger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Thomas Bolger located?

Patrick Thomas Bolger is based in SIMI VALLEY, California, working with BOLGER, PATRICK. Their office serves clients in the SIMI VALLEY metropolitan area and surrounding communities.

How does Patrick Thomas Bolger charge for services?

Patrick Thomas Bolger's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOLGER, PATRICK?

BOLGER, PATRICK has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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