Unclaimed Profile

Marc Anthony Traverso

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC·SANTA ROSA, California

SIE, Series 7, Series 63, Series 65Clean record25 years registeredTRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

917 MENDOCINO AVE, SANTA ROSA, CA 95401CRD# 2735299Firm CRD# 294019

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Anthony Traverso · SANTA ROSA, CA

Registration

CRD #2735299 · TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Jan 2024 – present

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

Apr 2018 – Jan 2024

Santa Rosa, CA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Oct 2009 – May 2018

SANTA ROSA, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Nov 2009

SANTA ROSA, CA

CITIGROUP GLOBAL MARKETS INC.

Mar 2001 – Jun 2009

SANTA ROSA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 12, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

CRD 294019 · SEC 801-112813

AUM

$553M

Regulatory assets under management

Employees

1,055 client accounts

Services offered by TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Marc Anthony Traverso offer?

Marc Anthony Traverso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA ROSA, California for a consultation.

What are Marc Anthony Traverso's credentials?

Marc Anthony Traverso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Anthony Traverso located?

Marc Anthony Traverso is based in SANTA ROSA, California, working with TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the SANTA ROSA metropolitan area and surrounding communities.

How does Marc Anthony Traverso charge for services?

Marc Anthony Traverso's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC?

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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