Unclaimed Profile

Audra Christine Nay

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC·SANTA ROSA, California

SIE, Series 7, Series 63, Series 65Clean record19 years registeredTRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

917 MENDOCINO AVE, SANTA ROSA, CA 95401CRD# 3182983Firm CRD# 294019

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Audra Christine Nay · SANTA ROSA, CA

Registration

CRD #3182983 · TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Feb 2024 – present

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

Apr 2018 – Jan 2024

Santa Rosa, CA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jul 2017 – May 2018

SANTA ROSA, CA

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jun 2016 – May 2017

SAN FRANCISCO, CA

B|O|S

Feb 2014 – Jul 2016

SAN FRANCISCO, CA

SANTA BARBARA ASSET MANAGEMENT, LLC

Feb 2007 – Apr 2013

SANTA BARBARA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 12, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

CRD 294019 · SEC 801-112813

AUM

$553M

Regulatory assets under management

Employees

1,055 client accounts

Services offered by TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Audra Christine Nay offer?

Audra Christine Nay specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA ROSA, California for a consultation.

What are Audra Christine Nay's credentials?

Audra Christine Nay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Audra Christine Nay located?

Audra Christine Nay is based in SANTA ROSA, California, working with TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the SANTA ROSA metropolitan area and surrounding communities.

How does Audra Christine Nay charge for services?

Audra Christine Nay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC?

TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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