Unclaimed Profile

Ronald Dennis Cordes

ALIGN IMPACT, LLC·SANTA MONICA, California

SIE, Series 6, Series 7, Series 26, Series 63, Series 6529 years registeredALIGN IMPACT, LLC

429 SANTA MONICA BLVD #500, SANTA MONICA, CA 90401CRD# 1920507Firm CRD# 176516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Dennis Cordes · SANTA MONICA, CA

Registration

CRD #1920507 · ALIGN IMPACT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALIGN IMPACT, LLC

ASSETMARK, INC.

Apr 1997 – Jan 2017

CONCORD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · April 14, 1997

Years registered · 29

Disclosure History

1992Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALIGN IMPACT, LLC

CRD 176516 · SEC 801-96173

AUM

$728M

Regulatory assets under management

Employees

47 client accounts

Services offered by ALIGN IMPACT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALIGN IMPACT, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Dennis Cordes offer?

Ronald Dennis Cordes specializes in Financial Planning, Investment Management, Retirement Planning.

What are Ronald Dennis Cordes's credentials?

Ronald Dennis Cordes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Dennis Cordes located?

Ronald Dennis Cordes is based in SANTA MONICA, California, last registered with ALIGN IMPACT, LLC.

How does Ronald Dennis Cordes charge for services?

Ronald Dennis Cordes's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALIGN IMPACT, LLC?

ALIGN IMPACT, LLC has approximately 24 employees and manages $728M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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