Unclaimed Profile

Kenneth Lee Sleeper

OCEAN PARK ASSET MANAGEMENT, INC.·SANTA MONICA, California

Series 7, Series 65Clean record36 years registeredOCEAN PARK ASSET MANAGEMENT, INC.

3420 OCEAN PARK BLVD, SANTA MONICA, CA 90405CRD# 1238247Firm CRD# 105765

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Lee Sleeper · SANTA MONICA, CA

Registration

CRD #1238247 · OCEAN PARK ASSET MANAGEMENT, INC. · 36 years registered

Brand Profile

Not yet started

Career History

OCEAN PARK ASSET MANAGEMENT, LLC

Jun 2008 – present

SIERRA INVESTMENT MANAGEMENT, LLC

Feb 1993 – present

CALIFORNIA FUND TIMING SERVICE

Mar 2004 – Apr 2004

SANTA MONICA, CA

OCEAN PARK ASSET MANAGEMENT, INC.

Jan 1990 – Dec 2024

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · January 1, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OCEAN PARK ASSET MANAGEMENT, INC.

CRD 105765 · SEC 801-35678

AUM

$147M

Regulatory assets under management

Employees

609 client accounts

Services offered by OCEAN PARK ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OCEAN PARK ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Kenneth Lee Sleeper offer?

Kenneth Lee Sleeper specializes in Investment Management, Fee-Only Advisory. Contact their office in SANTA MONICA, California for a consultation.

What are Kenneth Lee Sleeper's credentials?

Kenneth Lee Sleeper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Lee Sleeper located?

Kenneth Lee Sleeper is based in SANTA MONICA, California, working with OCEAN PARK ASSET MANAGEMENT, INC.. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Kenneth Lee Sleeper charge for services?

Kenneth Lee Sleeper's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCEAN PARK ASSET MANAGEMENT, INC.?

OCEAN PARK ASSET MANAGEMENT, INC. has approximately 48 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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