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James Gordon Auchincloss

DALTON INVESTMENTS LLC·SANTA MONICA, California
DALTON INVESTMENTS LLC
1601 CLOVERFIELD BOULEVARD, SANTA MONICA, CA 90404CRD# 5236237Firm CRD# 109538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Gordon Auchincloss · SANTA MONICA, CA
Registration
CRD #5236237 · DALTON INVESTMENTS LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

James Gordon Auchincloss is a registered financial advisor based in SANTA MONICA, California, affiliated with DALTON INVESTMENTS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
DALTON INVESTMENTS LLC
DALTON INVESTMENTS LLC
AUM
$3.3B
Regulatory assets under management
Employees
38
Total firm employees
View all advisors at DALTON INVESTMENTS LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 5236237
Firm CRD# 109538
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Gordon Auchincloss offer?
James Gordon Auchincloss specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are James Gordon Auchincloss's credentials?
James Gordon Auchincloss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Gordon Auchincloss located?
James Gordon Auchincloss is based in SANTA MONICA, California, working with DALTON INVESTMENTS LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does James Gordon Auchincloss charge for services?
James Gordon Auchincloss's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DALTON INVESTMENTS LLC?
DALTON INVESTMENTS LLC has approximately 38 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DALTON INVESTMENTS LLC

James B Rosenwald Jr.
SANTA MONICA, CA
Michelle Lynd
SANTA MONICA, CA
Steven David Persky
SANTA MONICA, CA
Walter Wellington Parker
SANTA MONICA, CA
Art Hebert
SANTA MONICA, CA
Belita Na Ong
SANTA MONICA, CA

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Research
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