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DALTON INVESTMENTS LLC
DALTON INVESTMENTS LLC
SANTA MONICA, California
·
7 registered advisors
·
CRD# 109538
SEC# 801-56572
5
424-231-9100
01
Firm Overview
AUM
$3.3B
Regulatory assets under management
Employees
38
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at DALTON INVESTMENTS LLC
7 registered advisors
Art Hebert
SANTA MONICA, California
CRD# 4937312
Belita Na Ong
SANTA MONICA, California
CRD# 1497336
James B Rosenwald Jr.
SANTA MONICA, California
CRD# 5492667
James Gordon Auchincloss
SANTA MONICA, California
CRD# 5236237
Michelle Lynd
SANTA MONICA, California
CRD# 5455163
Steven David Persky
SANTA MONICA, California
CRD# 1368992
Walter Wellington Parker
SANTA MONICA, California
CRD# 6231233
05
Office Locations
SANTA MONICA, California
7 advisors
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Data sourced from SEC Form ADV filings. DALTON INVESTMENTS LLC (CRD# 109538) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.