Unclaimed Profile

Dick Eugene Blakeley

THE BLAKELEY GROUP, INC.·SANTA CLARA, California

Series 5, Series 7, Series 63, Series 6529 years registeredTHE BLAKELEY GROUP, INC.

2804 MISSION COLLEGE BLVD, SUITE 205, SANTA CLARA, CA 95054CRD# 854748Firm CRD# 150066

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dick Eugene Blakeley · SANTA CLARA, CA

Registration

CRD #854748 · THE BLAKELEY GROUP, INC. · 29 years registered

Brand Profile

Not yet started

Career History

THE BLAKELEY GROUP INC

May 2009 – present

CONCERT WEALTH MANAGEMENT, INC.

Jan 2007 – Dec 2008

SAN JOSE, CA

CITIGROUP GLOBAL MARKETS INC.

Jul 1997 – Feb 2007

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2008Regulatory·Final

2005Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE BLAKELEY GROUP, INC.

CRD 150066 · SEC 801-70125

AUM

$65M

Regulatory assets under management

Employees

337 client accounts

Services offered by THE BLAKELEY GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE BLAKELEY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Dick Eugene Blakeley offer?

Dick Eugene Blakeley specializes in Investment Management, Fee-Only Advisory. Contact their office in SANTA CLARA, California for a consultation.

What are Dick Eugene Blakeley's credentials?

Dick Eugene Blakeley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dick Eugene Blakeley located?

Dick Eugene Blakeley is based in SANTA CLARA, California, working with THE BLAKELEY GROUP, INC.. Their office serves clients in the SANTA CLARA metropolitan area and surrounding communities.

How does Dick Eugene Blakeley charge for services?

Dick Eugene Blakeley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE BLAKELEY GROUP, INC.?

THE BLAKELEY GROUP, INC. has approximately 1 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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