Unclaimed Profile

Andrew Lawrence Penso

MISSION WEALTH MANAGEMENT, LP·SANTA BARBARA, California

Series 7, Series 66CFPClean record20 years registeredMISSION WEALTH MANAGEMENT, LP

1111 CHAPALA STREET, SANTA BARBARA, CA 93101CRD# 4921439Firm CRD# 113057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Lawrence Penso · SANTA BARBARA, CA

Registration

CRD #4921439 · MISSION WEALTH MANAGEMENT, LP · 20 years registered

Brand Profile

Not yet started

Career History

MISSION WEALTH MANAGEMENT, LP

May 2006 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 16, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MISSION WEALTH MANAGEMENT, LP

CRD 113057 · SEC 801-61230

AUM

$7.1B

Regulatory assets under management

Employees

109

9,939 client accounts

Services offered by MISSION WEALTH MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MISSION WEALTH MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Andrew Lawrence Penso offer?

Andrew Lawrence Penso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Andrew Lawrence Penso's credentials?

Andrew Lawrence Penso holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew Lawrence Penso located?

Andrew Lawrence Penso is based in SANTA BARBARA, California, working with MISSION WEALTH MANAGEMENT, LP. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Andrew Lawrence Penso charge for services?

Andrew Lawrence Penso's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MISSION WEALTH MANAGEMENT, LP?

MISSION WEALTH MANAGEMENT, LP has approximately 109 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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