Unclaimed Profile

Geoffrey Sutherland Gaggs

MISSION WEALTH MANAGEMENT, LP·SANTA BARBARA, California

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record22 years registeredMISSION WEALTH MANAGEMENT, LP

1111 CHAPALA STREET, SANTA BARBARA, CA 93101CRD# 2725114Firm CRD# 113057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffrey Sutherland Gaggs · SANTA BARBARA, CA

Registration

CRD #2725114 · MISSION WEALTH MANAGEMENT, LP · 22 years registered

Brand Profile

Not yet started

Career History

MISSION WEALTH MANAGEMENT, LP

Nov 2003 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 4, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MISSION WEALTH MANAGEMENT, LP

CRD 113057 · SEC 801-61230

AUM

$7.1B

Regulatory assets under management

Employees

109

9,939 client accounts

Services offered by MISSION WEALTH MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MISSION WEALTH MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Geoffrey Sutherland Gaggs offer?

Geoffrey Sutherland Gaggs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Geoffrey Sutherland Gaggs's credentials?

Geoffrey Sutherland Gaggs holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Geoffrey Sutherland Gaggs located?

Geoffrey Sutherland Gaggs is based in SANTA BARBARA, California, working with MISSION WEALTH MANAGEMENT, LP. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Geoffrey Sutherland Gaggs charge for services?

Geoffrey Sutherland Gaggs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MISSION WEALTH MANAGEMENT, LP?

MISSION WEALTH MANAGEMENT, LP has approximately 109 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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