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Patricia Claire Cook

JHW FINANCIAL SERVICES INC.·SAN RAFAEL, California
SIE, Series 7, Series 8, Series 15, Series 24, Series 27, Series 53, Series 63Clean recordJHW FINANCIAL SERVICES INC.
4340 REDWOOD HIGHWAY, SAN RAFAEL, CA 94903CRD# 1144402Firm CRD# 31012

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patricia Claire Cook · SAN RAFAEL, CA
Registration
CRD #1144402 · JHW FINANCIAL SERVICES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 15
Series 24
Series 27
Series 53
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
JHW FINANCIAL SERVICES INC.
CRD 31012 · SEC 801-63974
AUM
$324M
Regulatory assets under management
Employees
215
1,100 client accounts
Services offered by JHW FINANCIAL SERVICES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at JHW FINANCIAL SERVICES INC. →
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04

Frequently Asked Questions

What services does Patricia Claire Cook offer?
Patricia Claire Cook specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.
What are Patricia Claire Cook's credentials?
Patricia Claire Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patricia Claire Cook located?
Patricia Claire Cook is based in SAN RAFAEL, California, working with JHW FINANCIAL SERVICES INC.. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.
How does Patricia Claire Cook charge for services?
Patricia Claire Cook's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JHW FINANCIAL SERVICES INC.?
JHW FINANCIAL SERVICES INC. has approximately 215 employees and manages $324M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Elizabeth Sarah Collins
SAN RAFAEL, CA

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Research
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