Unclaimed Profile

Kim B Tu

WULFF, HANSEN & CO.·SAN RAFAEL, California

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 63, Series 99TO14 years registeredWULFF, HANSEN & CO.

100 SMITH RANCH ROAD, SAN RAFAEL, CA 94903CRD# 2047262Firm CRD# 908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kim B Tu · SAN RAFAEL, CA

Registration

CRD #2047262 · WULFF, HANSEN & CO. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WULFF, HANSEN & CO.

MERRIMAN WEALTH ADVISORS

Mar 2012 – Jan 2015

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · March 12, 2012

Years registered · 14

Disclosure History

2003Regulatory·Final

2001Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WULFF, HANSEN & CO.

CRD 908 · SEC 801-126111

AUM

$124M

Regulatory assets under management

Employees

146 client accounts

Services offered by WULFF, HANSEN & CO.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WULFF, HANSEN & CO. →

Introduction

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Frequently Asked Questions

What services does Kim B Tu offer?

Kim B Tu specializes in Investment Management, Wealth Management.

What are Kim B Tu's credentials?

Kim B Tu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kim B Tu located?

Kim B Tu is based in SAN RAFAEL, California, last registered with WULFF, HANSEN & CO..

How does Kim B Tu charge for services?

Kim B Tu's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WULFF, HANSEN & CO.?

WULFF, HANSEN & CO. has approximately 10 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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