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Kay Patricia Goldberg

GOLDBERG ADVISERS, LLC·SAN RAFAEL, California
Clean recordGOLDBERG ADVISERS, LLC
1210 5TH AVENUE, #275, SAN RAFAEL, CA 94901CRD# 4912821Firm CRD# 134174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kay Patricia Goldberg · SAN RAFAEL, CA
Registration
CRD #4912821 · GOLDBERG ADVISERS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kay Patricia Goldberg is a registered financial advisor based in SAN RAFAEL, California, affiliated with GOLDBERG ADVISERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
GOLDBERG ADVISERS, LLC
CAPITAL TRUST ADVISORS
AUM
$330M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at GOLDBERG ADVISERS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4912821
Firm CRD# 134174
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kay Patricia Goldberg offer?
Kay Patricia Goldberg specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN RAFAEL, California for a consultation.
What are Kay Patricia Goldberg's credentials?
Kay Patricia Goldberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kay Patricia Goldberg located?
Kay Patricia Goldberg is based in SAN RAFAEL, California, working with GOLDBERG ADVISERS, LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.
How does Kay Patricia Goldberg charge for services?
Kay Patricia Goldberg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GOLDBERG ADVISERS, LLC?
GOLDBERG ADVISERS, LLC has approximately 4 employees and manages $330M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GOLDBERG ADVISERS, LLC

Sanford Philip Lowengart
SAN RAFAEL, CA
John Jackson Goldberg
SAN RAFAEL, CA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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