Unclaimed Profile

Jeffrey John Powell

POLARIS WEALTH ADVISORY GROUP, LLC·SAN RAFAEL, California

Series 6, Series 7, Series 24, Series 63, Series 6527 years registeredPOLARIS WEALTH ADVISORY GROUP, LLC

824 E ST., SAN RAFAEL, CA 94901CRD# 2289402Firm CRD# 158718

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey John Powell · SAN RAFAEL, CA

Registration

CRD #2289402 · POLARIS WEALTH ADVISORY GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: POLARIS WEALTH ADVISORY GROUP, LLC

POLARIS EQUITY MANAGEMENT, INC.

Dec 2018 – May 2022

SAN RAFAEL, CA

POLARIS GREYSTONE ADVISORY GROUP, LLC

Jun 2018 – Sep 2020

TROY, MI

POLARIS WEALTH ADVISORY GROUP

Sep 2011 – Jan 2023

SAN RAFAEL, CA

POLARIS EQUITY MANAGEMENT, INC.

Mar 1999 – Nov 2016

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 3, 1999

Years registered · 27

Disclosure History

2022Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

POLARIS WEALTH ADVISORY GROUP, LLC

CRD 158718 · SEC 801-72654

AUM

$1.5B

Regulatory assets under management

Employees

4,317 client accounts

Services offered by POLARIS WEALTH ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at POLARIS WEALTH ADVISORY GROUP, LLC →

Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN RAFAEL?

Browse all registered financial advisors in SAN RAFAEL, California or claim this profile if it's yours.

Browse SAN RAFAEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jeffrey John Powell offer?

Jeffrey John Powell specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Jeffrey John Powell's credentials?

Jeffrey John Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey John Powell located?

Jeffrey John Powell is based in SAN RAFAEL, California, last registered with POLARIS WEALTH ADVISORY GROUP, LLC.

How does Jeffrey John Powell charge for services?

Jeffrey John Powell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POLARIS WEALTH ADVISORY GROUP, LLC?

POLARIS WEALTH ADVISORY GROUP, LLC has approximately 36 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →